Spheria Asset Management Pty Limited ABN 42 611 081 326 (‘Spheria’) is a corporate authorised representative 1240979 of Pinnacle Investment Management Limited AFSL 322140.

Whilst Spheria believes the information contained on this website is based on reliable information, no warranty is given as to its accuracy and persons relying on this information do so at their own risk. Subject to any liability which cannot be excluded under the relevant laws, Spheria disclaim all liability to any person relying on the information contained on this website in respect of any loss or damage (including consequential loss or damage), however caused, which may be suffered or arise directly or indirectly in respect of such information. Disclosure contained on this website is for general information only. Any opinions or forecasts reflect the judgment and assumptions of Spheria on the basis of information at the date of publication and may later change without notice. Any projections are estimates only and may not be realised in the future. Information on this website is not intended as a securities recommendation or statement of opinion intended to influence a person or persons in making a decision in relation to investment. Unauthorised use, copying, distribution, replication, posting, transmitting, publication, display, or reproduction in whole or in part of the information contained on the website is prohibited without obtaining prior written permission from Spheria.

Pinnacle Fund Services Limited ABN 29 082 494 362 AFSL 238371 is the product issuer of funds managed by Spheria.  Any potential investor should consider the relevant Product Disclosure Statement available at spheria.localdev/funds in deciding whether to acquire, or continue to hold units in a fund. The issuer is not licensed to provide financial product advice.  Please consult your financial adviser before making a decision. Past performance is not a reliable indicator of future performance.

Zenith Rating Disclaimer
The Zenith Investment Partners (ABN 27 103 132 672, AFS Licence 226872) (“Zenith”) rating (Spheria Australian Microcap Fund WHT0066AU rating issued February 2021, Spheria Australian Smaller Companies Fund WHT0008AU rating issued February 2021, Spheria Global Microcap Fund WHT6704AU rating issued November 2020, Spheria Opportunities Fund WHT0025AU rating issued February 2021) referred to in this document is limited to “General Advice” (s766B Corporations Act 2001) for Wholesale clients only. This advice has been prepared without taking into account the objectives, financial situation or needs of any individual and is subject to change at any time without prior notice. It is not a specific recommendation to purchase, sell or hold the relevant product(s). Investors should seek independent financial advice before making an investment decision and should consider the appropriateness of this advice in light of their own objectives, financial situation and needs. Investors should obtain a copy of, and consider the PDS or offer document before making any decision and refer to the full Zenith Product Assessment available on the Zenith website. Past performance is not an indication of future performance. Zenith usually charges the product issuer, fund manager or related party to conduct Product Assessments. Full details regarding Zenith’s methodology, ratings definitions and regulatory compliance are available on our Product Assessments and at http://www.zenithpartners.com.au/RegulatoryGuidelines.

Lonsec Rating Disclaimer
The rating issued (Spheria Australian Microcap Fund WHT0066AU rating issued August 2020, Spheria Australian Smaller Companies Fund WHT0008AU rating issued August 2020) is published by Lonsec Research Pty Ltd ABN 11 151 658 561 AFSL 421 445 (Lonsec). Ratings are general advice only, and have been prepared without taking account of your objectives, financial situation or needs. Consider your personal circumstances, read the product disclosure statement and seek independent financial advice before investing. The rating is not a recommendation to purchase, sell or hold any product. Past performance information is not indicative of future performance. Ratings are subject to change without notice and Lonsec assumes no obligation to update. Lonsec uses objective criteria and receives a fee from the Fund Manager. Visit lonsec.com.au for ratings information and to access the full report. © 2020 Lonsec. All rights reserved.

Spheria Emerging Companies Limited IPO [ASX: SEC] Disclaimer
The information in this website has been prepared by Spheria Emerging Companies Limited (SEC). The information contained in this website is for information purposes only.

The information contained in this website is not investment or financial product advice and is not intended to be used as the basis for making an investment decision. Please note that, in providing this website, SEC has not considered the objectives, financial position or needs of any particular recipient. SEC strongly suggests that investors consult a financial advisor prior to making an investment decision.

No representation or warranty, express or implied, is made as to the fairness, accuracy, completeness or correctness of the information, opinions and conclusions contained in this presentation. To the maximum extent permitted by law, none of SEC, its related bodies corporate, shareholders or respective directors, officers, employees, agents or advisors, nor any other person accepts any liability, including, without limitation, any liability arising out of fault or negligence for any loss arising from the use of information contained in this presentation.

This website is not, and does not constitute, an offer to sell or the solicitation, invitation or recommendation to purchase any securities and neither this presentation nor anything contained in it forms the basis of any contract or commitment. SEC’s offer of securities is made pursuant to a prospectus issued by SEC and dated 10 October 2017, which describes the terms of the offer (Offer Document). This Offer Document is available at http://spheria.localdev/spheria-emerging-companies-limited-ipo/. Prospective investors should consider the Offer Document in deciding whether to acquire securities in SEC under the offer. Prospective investors who want to acquire securities under the offer will need to complete an application form that is in or accompanies the Offer Document.

This website does not constitute an offer to sell, or a solicitation of an offer to buy, any securities in the United States. The securities of SEC have not been, and will not be, registered under the U.S. Securities Act of 1933, as amended (Securities Act) or the securities laws of any state or other jurisdiction of the United States, and may not be offered or sold in the United States except in compliance with the registration requirements of the Securities Act and any other applicable securities laws or pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act and any other applicable securities laws.