Privacy Statement

1. Introduction

Spheria Asset Management Pty Limited (Spheria) understands and appreciates that you, as a Spheria website (Site) visitor, are concerned about the confidentiality and security of information Spheria may collect about you. Spheria is committed to providing you with information on our services within a secure and confidential on-line environment.

2. What information we collect from you

We will not collect any information that identifies you as an individual unless you knowingly provide it to us. Any personal information you supply will be used only in accordance with this Privacy Statement and our Privacy Policy. If you browse on the Site, read or download information, our system will record the date and time of your visit and the pages viewed and information downloaded.

3. Use and disclosure of information

Any information we collect from you via the Site, may be used by any entity carrying out functions on behalf of Spheria for:

the purpose of enabling Spheria to provide services or information to you in accordance with your requests or reasonable expectations;
the purposes of enabling Spheria to undertake research, planning, product development, risk assessment, risk modelling and marketing; and
any other purpose required by or to the extent permitted by law.

We will only disclose personal information to third party entities, whether in Australia or any overseas jurisdiction, carrying out functions on behalf of Spheria on a confidential basis.
You should note that information we collect from you may also be disclosed to third parties if that disclosure is required by or to the extent permitted by law.

4. Security of your information

Spheria takes reasonable steps to preserve the security of personal information it collects via the Site. Spheria cannot ensure or warrant the security of any information you transmit to us or receive from our online products or services and you do so at your own risk. Once we receive your transmission, we take reasonable steps to preserve the security of information on our own system. From time to time the Site may contain links to other websites, and Spheria is not responsible for the privacy practices or the content of these websites.

5. Cookies

A cookie is a small data file placed on your computer by the Spheria server. A cookie contains information about your visit to the Site. When you visit the Site again, our server will look for the cookie and structure itself based on the information provided. A cookie identifies your computer to our web server when you visit the Site. We do not use the cookie to store personal information about you. Spheria uses browser cookies to improve the speed and reliability of our security system. It is recommended that you turn off any cookie warnings in your browser before using the Site, otherwise you may not be able to use the full functionality of the Site.

6. Acceptance and changes to the privacy statement

You acknowledge and accept that your use of the Site indicates your acceptance of the Site’s terms and conditions of use and this Privacy Statement. This Privacy Statement may change from time to time so please check back occasionally. Any information collected after an amended Privacy Statement has been posted on this Site will be subject to that amended Privacy Statement.

7. Access and updating of information

You are able to access and update the personal information that we hold about you at any time. To amend personal information that Spheria holds, you should contact the Privacy Officer by mail:

PO Box R1313
Royal Exchange NSW 1225

By email: Risk.Compliance@pinnacleinvestment.com

8. How you can contact us

If you have any questions or feedback about this statement, require a copy of our Privacy Policy or have any privacy issues concerning Spheria, please contact the Privacy Officer:

Spheria Asset Management Pty Limited
PO Box R1313
Royal Exchange NSW 1225

By e-mail: Risk.Compliance@pinnacleinvestment.com

Disclaimer

This communication is prepared by Spheria Asset Management Pty Limited ('Spheria') (ABN 42‌ 611‌ 081‌ 326‌, Corporate Authorised Representative No. 1240‌979‌) as the investment manager of the Spheria Emerging Companies Limited ('SEC', 'Company') (ABN 84‌ 621‌ 402‌ 588‌) and Spheria Australian Microcap Fund (ARSN 611‌ 819‌ 651‌), Spheria Australian Smaller Companies Fund (ARSN 117‌ 083‌ 762‌), Spheria Global Microcap Fund (ARSN 627‌ 330‌ 287‌) and Spheria Opportunities Fund (ARSN 144‌ 032‌ 431‌) (‘the Funds’). Pinnacle Fund Services Limited ('PFSL') (ABN 29‌ 082‌ 494‌ 362‌, AFSL 238‌371‌) is the product issuer of the Funds. PFSL is not licensed to provide financial product advice. PFSL is a wholly-owned subsidiary of the Pinnacle Investment Management Group Limited (‘Pinnacle’) (ABN 22‌ 100‌ 325‌ 184‌). The Product Disclosure Statement (‘PDS’) and Target Market Determination (‘TMD’) of the relevant Fund are available via the links below. Any potential investor should consider the PDS and TMD before deciding whether to acquire, or continue to hold units in, the Fund.

Links to the Product Disclosure Statement: WHT0066AU, WHT0008AU, WHT0025AU, WHT6704AU

Links to the Target Market Determination: WHT0066AU, WHT0008AU, WHT0025AU, WHT6704AU

For historic TMD’s please contact Pinnacle client service Phone 1300 010 311 or Email service@pinnacleinvestment.com

This communication is for general information only. It is not intended as a securities recommendation or statement of opinion intended to influence a person or persons in making a decision in relation to investment. It has been prepared without taking account of any person’s objectives, financial situation or needs. Any persons relying on this information should obtain professional advice before doing so. Past performance is for illustrative purposes only and is not indicative of future performance.

Whilst Spheria, PFSL and Pinnacle believe the information contained in this communication is reliable, no warranty is given as to its accuracy, reliability or completeness and persons relying on this information do so at their own risk. Subject to any liability which cannot be excluded under the relevant laws, Spheria, PFSL and Pinnacle disclaim all liability to any person relying on the information contained in this communication in respect of any loss or damage (including consequential loss or damage), however caused, which may be suffered or arise directly or indirectly in respect of such information. This disclaimer extends to any entity that may distribute this communication.

Any opinions and forecasts reflect the judgment and assumptions of Spheria and its representatives on the basis of information available as at the date of publication and may later change without notice. Any projections contained in this presentation are estimates only and may not be realised in the future.

Unauthorised use, copying, distribution, replication, posting, transmitting, publication, display, or reproduction in whole or in part of the information contained in this communication is prohibited without obtaining prior written permission from Spheria. Pinnacle and its associates may have interests in financial products and may receive fees from companies referred to during this communication.

This may contain the trade names or trademarks of various third parties, and if so, any such use is solely for illustrative purposes only. All product and company names are trademarks™ or registered® trademarks of their respective holders. Use of them does not imply any affiliation with, endorsement by, or association of any kind between them and Spheria.

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